-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BLXDFn0q0q2FxAZ0h8vWnJFhZJZ+dco08ZybMgQ41snxy1+wDM4EBYH8seibKFU4 fZs+ql3zQsWUBoZNCMbNPg== 0001221073-08-000002.txt : 20080124 0001221073-08-000002.hdr.sgml : 20080124 20080124162227 ACCESSION NUMBER: 0001221073-08-000002 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080124 DATE AS OF CHANGE: 20080124 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST BANCORP /ME/ CENTRAL INDEX KEY: 0000811831 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 010425066 STATE OF INCORPORATION: ME FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-40682 FILM NUMBER: 08547871 BUSINESS ADDRESS: STREET 1: 500 CANAL ST CITY: LEWISTON STATE: ME ZIP: 04240-6594 BUSINESS PHONE: 2077863245 MAIL ADDRESS: STREET 1: 500 CANAL ST CITY: LEWISTON STATE: ME ZIP: 04240-6594 FORMER COMPANY: FORMER CONFORMED NAME: BETHEL BANCORP DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Nichols James William CENTRAL INDEX KEY: 0001328618 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 207-942-8737 MAIL ADDRESS: STREET 1: 175 EXCHANGE STREET STREET 2: PO BOX 904 CITY: BANGOR STATE: ME ZIP: 04402 SC 13G/A 1 northeastbancorpa2.htm MARKETCOUNSEL - JAMES W. NICHOLS
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 2 )

Northeast Bancorp.
(Name of Issuer)

Common Stock
(Title of Class of Securities)

663904100
(CUSIP Number)

January 24, 2008
(Date of Event Which Requires Filing of this Statement)
 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[X]Rule 13d-1(b)
[]Rule 13d-1(c)
[]Rule 13d-1(d)

The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be 'filed' for the purpose of Section 18 of the Securities Exchange Act of 1934 ('Act') or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
CUSIP No. 663904100
Person 1
 1. (a) Names of Reporting Persons.
James W. Nichols d/b/a Nichols Investment Management
  (b) Tax ID
04-3352585
  2. Check the Appropriate Box if a Member of a Group (See Instructions)
    (a)  []
  (b)  []
 3. SEC Use Only . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
 4. Citizenship or Place of Organization   United States
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power  10,253
6.  Shared Voting Power 0
7. Sole Dispositive Power 200,871
8. Shared Dispositive Power 0

9. Aggregate Amount Beneficially Owned by Each Reporting Person 200,871

 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 11. Percent of Class Represented by Amount in Row (9)  8.64 %

 12. Type of Reporting Person (See Instructions)
IA

Item 1.
  (a) Name of Issuer
Northeast Bancorp.
  (b) Address of Issuer's Principal Executive Offices
   500 Canal Street, Lewiston, ME 04240
Item 2.
 (a) Name of Person Filing
James W. Nichols d/b/a Nichols Investment Management
 (b) Address of Principal Business Office or, if none, Residence
Box 904, Bangor, ME 04402-0904
  (c) Citizenship
United States
  (d) Title of Class of Securities
Common Stock
  (e)CUSIP Number
663904100
 
Item 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78c)
(b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
(d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940
(15 U.S.C 80a-8).
(e) [X ] An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act
(12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition of an investment company under section
3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(J).
 
Item 4.Ownership.
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 (a) Amount beneficially owned:  200,871
 (b) Percent of class:  8.64%
 (c)Number of shares as to which the person has:
  (i) Sole power to vote or to direct the vote 10,253
 (ii) Shared power to vote or to direct the vote  0
   (iii) Sole power to dispose or to direct the disposition of 200,871
  (iv) Shared power to dispose or to direct the disposition of 0
 
Item 5.Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following.[ ].
 
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
190,618 of the shares reported on this Schedule 13G form are owned by investment advisory clients of the Reporting Person.
Item 7.Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
Item 8.Identification and Classification of Members of the Group
Item 9.Notice of Dissolution of Group
Item 10.Certification
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

January 24, 2008
Date
James W. Nichols
Signature
James W. Nichols, Owner
Name/Title

 

 

Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations
(See 18 U.S.C. 1001)
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